Financial Services

We support clients in getting the best from their people, their processes and their data in a regulated environment. Every project we undertake is unique according to the requirements of the organisation, but in broad terms we offer support in:

  • Developing and enhancing Board and Senior Management decision-making capability
  • Working effectively with your regulator
  • Enhancing management reporting
  • Improving governance, systems and controls
  • Optimising client and sector specific risk and regulatory frameworks
  • Managing and protecting data both within and outside your environment / firewall
  • Customer KYC and AML process improvement
  • Enhancing customer communications (including T&C simplification)

A thorough and varied internal compliance audit is often the initial point of contact with new clients, whereby we can offer a comprehensive view on all aspects of the organisation and make recommendations for change.